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U.S. Securities and Exchange Commission
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#	Item
981	The Institute for Financial Research (SIFR) and NASDAQ OMX invite you to A Mini-conference on Financial Market Transparency Date and time: April 20, 2009 at 08:30‐11:30 Place: Royal Swedish Ac Add to Reading List Source URL: www.sifr.org Language: English - Date: 2013-07-11 09:28:25 Investment OMX Market microstructure NASDAQ U.S. Securities and Exchange Commission Algorithmic trading Transparency Financial markets Economics Financial economics
982	IMPORTANT NOTICE NOT FOR DISTRIBUTION TO ANY U.S. PERSON OR TO ANY PERSON OR ADDRESS IN THE UNITED STATES. IMPORTANT: YOU MUST READ THE FOLLOWING BEFORE CONTINUING. The following applies to the prospectus following this Add to Reading List Source URL: www.deutsche-bank.de Language: English Investment Finance Security Trust-preferred security Preferred stock Securities Act Prospectus Settlement U.S. Securities and Exchange Commission Financial economics Stock market Securities
983	IMPORTANT NOTICE NOT FOR DISTRIBUTION TO ANY U.S. PERSON OR TO ANY PERSON OR ADDRESS IN THE UNITED STATES. IMPORTANT: YOU MUST READ THE FOLLOWING BEFORE CONTINUING. The following applies to the prospectus following this Add to Reading List Source URL: www.deutsche-bank.de Language: English - Date: 2014-02-12 05:23:39 Investment Finance United States securities law United States Securities and Exchange Commission Security Preferred stock Trust-preferred security Securities Act Prospectus Financial economics Securities Stock market
984	November, 2012 Safe Harbor Statement This presentation contains forward-looking statements within the meaning of the "safe harbor" provisions of the Private Securities Litigation Reform Act ofThese statements in Add to Reading List Source URL: www.proactiveinvestors.com Language: English - Date: 2012-11-06 15:12:29 Fabless semiconductor companies NeoMagic Information technology management Electronic commerce SEC filings Inventory U.S. Securities and Exchange Commission Forward-looking statement Overstock.com Business Technology Marketing
985	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaMarch 30, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-31 10:20:14 United States Securities Exchange Act U.S. Securities and Exchange Commission New York Stock Exchange NASDAQ New York City Economy of the United States United States securities law NYSE Arca
986	MSRB NOTICEJANUARY 17, 2013) REQUEST FOR COMMENT ON MORE CONTEMPORANEOUS TRADE PRICE INFORMATION THROUGH A NEW CENTRAL TRANSPARENCY PLATFORM The Municipal Securities Rulemaking Board (“MSRB”) is seeking com Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-24 06:39:29 Finance Business Financial economics Municipal Securities Rulemaking Board Late-2000s financial crisis Electronic Municipal Market Access U.S. Securities and Exchange Commission Security Dodd–Frank Wall Street Reform and Consumer Protection Act Self-regulatory organizations Financial regulation United States securities law
987	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEApril 6, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-06 16:14:36 Financial system United States Securities and Exchange Commission United States securities law 73rd United States Congress Bonds Securities Exchange Act U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association New York Stock Exchange Financial economics Stock market Investment
988	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 2, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-03 06:15:09 Economy of the United States Financial regulation Securities Exchange Act United States NASDAQ U.S. Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
989	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEGeminiMarch 18, 2015 Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-18 17:49:57 United States Securities and Exchange Commission International Securities Exchange U.S. Securities and Exchange Commission Financial regulation Government United States United States securities law 73rd United States Congress Securities Exchange Act
990	SECURITIES AND EXCHANGE COMMISSION (Release No; File NoOctober 17, 2014 Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocatio Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-20 08:01:48 Finance Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Securities regulation in the United States Broker-dealer Registered Investment Advisor Selling away United States securities law Financial economics Financial system